-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TXV4H5l8FbhjrcqWjkpU+15tsXFu/4+FvA/N2tUKIlW4LO2bu/EHoFu3QLNescik ywqn9yfcdJaBkfZZsfevTg== 0000950138-97-000118.txt : 19970414 0000950138-97-000118.hdr.sgml : 19970414 ACCESSION NUMBER: 0000950138-97-000118 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970411 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CONCORDE CAREER COLLEGES INC CENTRAL INDEX KEY: 0000832483 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 431440321 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-40233 FILM NUMBER: 97578637 BUSINESS ADDRESS: STREET 1: 1100 MAIN ST STREET 2: 12TH & BALTIMORE PO BOX 26610 CITY: KANSAS CITY STATE: MO ZIP: 64196 BUSINESS PHONE: 8164748002 MAIL ADDRESS: STREET 1: 1100 MAIN STREET STREET 2: STE 416 CITY: KANSAS CITY STATE: MO ZIP: 64105 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BROZMAN JACK L CENTRAL INDEX KEY: 0000898263 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O CONCORDE CAREER COLLEGES INC STREET 2: 1100 MAIN ST #416 CITY: KANSAS CITY STATE: MO ZIP: 64105 BUSINESS PHONE: 8164748002 MAIL ADDRESS: STREET 1: C/O CONCORDE CAREER COLLEGES INC STREET 2: 1100 MAIN ST #416 CITY: KANSAS CITY STATE: MO ZIP: 64105 FORMER COMPANY: FORMER CONFORMED NAME: BROZMAN ROBERT F DATE OF NAME CHANGE: 19930304 SC 13D/A 1 SCHEDULE 13D, AMENDMENT NO. 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) CONCORDE CAREER COLLEGES, INC. (Name of Issuer) Common Stock, $.10 Par Value (Title of Class of Securities) 20651H 10 2 (CUSIP Number) Copy to: Gregg Gimlin Paul P. Holewinski, Esq. Concorde Career Colleges, Inc. Bryan Cave LLP 1100 Main Street, Suite 416 1200 Main Street, Suite 3500 Kansas City, Missouri 64105 Kansas City, Missouri 64105 (Name, address and Telephone Number of Person Authorized to Receive Notices and Communications) February 25, 1997 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. SCHEDULE 13D CUSIP No. 20651H 10 2 Page 2 of 4 Pages 1. NAME OF REPORTING PERSON S.S. or I.R.S. IDENFICICATION NO. OF ABOVE PERSON Jack L. Brozman SS# ###-##-#### 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] 3. SEC USE ONLY 4. SOURCE OF FUNDS* 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] 6. CITIZENSHIP OR PLACE OR ORGANIZATION United States of America 7. SOLE VOTING POWER 3,337,048 8. SHARED VOTING POWER -0- 9. SOLE DISPOSITIVE POWER 3,337,048 10. SHARED DISPOSITIVE POWER -0- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,337,048 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* N/A 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 43.64% 14. TYPE OF REPORTING PERSON* IN CUSIP No. 20651H 10 2 Page 3 of 4 Pages This Amendment No. 3 to Schedule 13D is being filed on behalf of Jack L. Brozman to reflect the purchase and sale of shares of common stock. Reference is made to the initial Statement on Schedule 13D originally filed on September 8, 1992 and subsequently amended by Amendments 1 and 2 of even date. Item 1. Security and Issuer The class of equity securities to which this Schedule relates is the common stock, $0.10 par value per share (the "Common Stock") of Concorde Career Colleges, Inc., a Delaware corporation (the "Issuer"). The principal executive offices of the Issuer are located at 1100 Main Street, Suite 416, Kansas City, Missouri 64105. Item 2. Identity and Background (a) Jack L. Brozman (b) Suite 416, City Center Square, 1100 Main Street, Kansas City, Missouri 64105 (c) An officer of Concorde Career Colleges, Inc. (d) Mr. Brozman has not been convicted in a criminal proceeding during the past five years. (e) Mr. Brozman has not been a party to any civil proceeding of a judicial or administrative body of competent jurisdiction where he would be subject to a judgment, decree or final order enjoining future violations of Federal or State securities laws during the past five years. (f) United States of America Item 3. Source and Amount of Funds or Other Considerations Not Applicable Item 4. Purpose of Transaction Jack L. Brozman continues to hold the Common Stock for investment purposes and has no present plans or intentions which relate to or would result in any of the events described in paragraphs (a) through (j) of Item 4 of the instructions to Schedule 13D. CUSIP No. 20651H 10 2 Page 4 of 4 Pages Item 5. Interest in Securities of the Issuer Items 7, 8, 9, 10, 11 and 13 of the inside cover page of this Schedule 13D are hereby incorporated by reference in response to this Item 5. On February 3, 1994, Mr. Brozman was granted an option to purchase 750,000 shares of the Common Stock at an exercise price of $0.154 (15.4 cents). As of the date hereof, 600,000 of these option shares are vested and are currently exerciseable and 150,000 of these option shares have lapsed. On February 25, 1997, the Robert F. Brozman Trust (the "Trust"), for which Jack L. Brozman is trustee, sold 500,000 shares of the Common Stock to an outside investor. As a result, Jack L. Brozman is deemed to beneficially own 2,485,324 shares of the Common Stock by virtue of his position as trustee. Also on February 25, 1997, Jack L. Brozman was granted an option to purchase 400,000 shares of the Common Stock at an exercise price of $1.09, of which 80,000 shares are currently exercisable. After giving effect to the above transactions, Jack L. Brozman is deemed to currently beneficially owns 3,337,048 shares of Common Stock consisting of 171,000 shares held directly, 2,485,324 shares held as trustee of the Trust and 680,000 shares currently exerciseable pursuant to options. Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer Not Applicable. Item 7. Material to be Filed as Exhibits None SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated as of April 7, 1997. /s/ Jack L. Brozman ---------------------------------------- Jack L. Brozman -----END PRIVACY-ENHANCED MESSAGE-----